Services / Supervision

Basel & IFRS 9

Support for the development and implementation of the Internal Ratings Based Approach and for IFRS 9 expected credit loss estimation on retail portfolios — from data specification through to risk component models, validation and the documentation supervisors expect.

CRD IRB IFRS 9 PD / LGD / EAD ECL

IFRS 9 brought the two frameworks — Basel and IFRS — onto a parallel course in expected loss estimation for retail portfolios. Both rest on the same underlying risk components, and both are read by supervisors and auditors who expect the estimates to be defensible.

StatDec works alongside the client rather than around them: clear reporting channels, regular consultant–client review meetings and a thorough verification process, so that implementation actually lands inside the institution.

What Basel IRB and IFRS 9 each ask for

Capital

CRD IRB for retail portfolios

The Internal Ratings Based Approach allows an institution to use its own estimates of risk in calculating capital requirements, and in doing so to benefit from improved risk management practice. We support both the development and the implementation.

The services offered are compliant with the BCBS Framework, the European Capital Requirements Directive (CRD), the European Capital Requirements Regulation (CRR) and the European Banking Authority (EBA), as well as with the acts and guidance documentation of local supervisors where necessary.

Provisioning

IFRS 9

IFRS 9 requires expected credit loss estimation over the appropriate horizon, which means lifetime risk components, macroeconomic conditioning and term structures rather than point-in-time parameters alone.

Long experience in data analysis and modelling for retail portfolios makes StatDec a reliable partner for institutions seeking compliance with the standard — from ECL and lifetime credit loss estimation through to the scripts needed to run it.

Consultative and technical support

Engagements range from framing the methodology and the data requirements through to building and estimating the risk components themselves.

Consultative Support
Technical Support
Specification of data requirements
Design of development and implementation methodology
Design of monitoring and validation process and reports
Stress testing methodology and support
Implementation of methodologies for PD, EAD and LGD
Lifetime estimates for risk components
Macroeconomic models for risk components
Steering tables (term structure)
Recalibration of existing models to the Basel II definition (application, risk grades, behaviour scores)
Development of new models or strategies for PD for segments not covered by existing models
Development of LGD and EAD component models
Pool design
LGD, PD and EAD risk component estimations
Validation framework
Capital requirements calculation
Stress testing analysis (scenario, sensitivity)
Expected credit loss (ECL) and lifetime credit loss (LCL) estimation for IFRS 9 compliance
Strong documentation
Scripts for implementation

Our record on IRB and IFRS 9 projects

Services are customised to banks seeking compliance with the IFRS 9 standard and the CRD IRB framework.

01

IRB since 2006

StatDec has been assisting banks on IRB compliance projects since 2006, and on implementation of the IFRS 9 standard since 2016.

02

Models in regulatory use

Models developed by StatDec, including those built for unrelated purposes, are regularly used for provisions and capital requirements.

03

Audited and found compliant

Where models developed by StatDec have been audited, they have been found compliant on every occasion.

04

Retail specialists

The work is grounded in retail portfolio behaviour — application, behaviour and risk-grade models, pools and segments — not generic corporate rating practice.

05

Close cooperation

Clear reporting channels, regular review meetings and a thorough verification process, so implementation succeeds rather than stalling at handover.

06

Documentation that holds

Strong documentation and implementation scripts are part of the deliverable, not an afterthought once the estimates are agreed.

Related scoring and validation services

IRB and IFRS 9 parameters draw on the same model estimate that supports origination and account management. See scorecard development for the underlying models, model validation for independent review of them, and banking for how the pieces fit together across the credit cycle.

Frequently asked questions

Both rest on the same underlying risk components but are estimated differently. The IRB approach allows an institution to use its own estimates of risk in calculating capital requirements. IFRS 9 requires expected credit loss over the appropriate horizon, which means lifetime risk components, macroeconomic conditioning and term structures rather than point-in-time parameters alone.

Probability of default, loss given default and exposure at default, estimated over the appropriate horizon. For IFRS 9 that means lifetime estimates of the risk components, macroeconomic models linking them to economic conditions, and steering tables giving the term structure, together with pool design and the expected credit loss and lifetime credit loss calculation.

Often yes. StatDec recalibrates existing application models, risk grades and behaviour scores to the Basel definition, and develops new PD models or strategies for segments the current models do not cover. Models developed by StatDec, including those built for unrelated purposes, are regularly used for provisions and capital requirements.

Strong documentation is part of the deliverable rather than an afterthought. It covers the specification of data requirements, the development and implementation methodology, the monitoring and validation process and reports, the stress testing methodology, and the implementation scripts, so that the estimates can be reproduced and defended under supervisory review.

Yes. A validation framework is designed as part of the work, and institutions needing a separate review layer can commission an independent external validation. StatDec validates IFRS 9 and IRB models in line with the ECB Guide to Internal Models, the EBA guidelines and CRR3, covering discrimination, calibration, stability and the Margin of Conservatism.

Services are compliant with the BCBS framework, the European Capital Requirements Directive, the European Capital Requirements Regulation and the European Banking Authority framework, as well as the acts and guidance documentation of local supervisors where necessary. IFRS 9 work follows the standard itself and the supervisory expectations that have developed around it.

Scope your IRB or IFRS 9 work

Tell us where you are — data specification, parameter estimation, recalibration or documentation — and we will set out what the next stage looks like.

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